A Closer Look at New Performance Reporting Requirements for RIAs

Watch our on-demand webinar that delves into the recent Securities and Exchange Commission (SEC) rule changes for Registered Investment Advisers (RIAs). These new regulations, aimed at enhancing transparency and investor protection, require firms to disclose performance reporting metrics.

In this on-demand webinar, experts from Dynamo Software and Alex Stuart, General Counsel and Chief Compliance Officer at Alpine Investors, break down these changes and discuss the implications for your firm. The session will equip you with a clear understanding of what is required under the new rules, how to prepare for them, how to incorporate them into your current practices, and how FinTech can help support this journey.

Watch this session that covers:

  • An overview of the new SEC rules and amendments
  • The impact of these changes on RIAs and their operations
  • Detailed discussion on the required disclosure of performance reporting metrics
  • Practical tips on how to prepare for and comply with the new rules
  • Insightful dialogue with industry experts from Dynamo Software and a private equity firm

This webinar is not just about understanding the new regulations – it’s about preparing for the future. We believe that these changes present an opportunity for RIAs to enhance their compliance efforts and improve their relationship with clients through increased transparency.

Whether you are an RIA seeking clarity on the new rules, a compliance officer wanting to stay ahead of regulatory changes, or an investor keen on understanding how these changes affect you, this webinar is for you.

Please Note | This information presented in this webinar is for general education and knowledge purposes. It is not intended, and should not be used, as legal advice.

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